As an Compliance Officer, you will be responsible for supporting the Compliance Department by handling matters relating to AML (Anti-Money Laundering) requirements for the firm.
Your role will involve performing detailed assessments, generating reports, and assisting with compliance-related administrative duties to ensure the smooth functioning of the department.
Responsibilities:
- Handle the clearance of hits identified during AML searches for clients, staff, representatives or third party service providers.
- Checking and assessing positive hits, ensuring compliance with regulations, and reporting your findings.
- Conduct of CDD/KYC checks, putting up of regular AML assessments and monitoring reports (inclusive of annual Enterprise Wide Risk Assessments)
- Generate and maintain regular compliance reports, ensuring they are accurate, complete, and timely.
- Maintain and organize all related documentation and records.
- Assist compliance team in the conduct of investigations, preparing investigation reports and obtaining relevant supporting documents / information necessary, and participating in compliance reviews.
- Work closely with senior compliance staff to identify areas of process improvement within the AML and compliance-related tasks.
Requirements:
- Diploma and above in Business Administration, Finance, Accounting, or a related field.
- Minimum 2 year and a above in compliance or administrative role. Familiarity with AML processes and regulations is a plus.
- Strong proficiency in Microsoft Excel, including data entry, analysis, and report generation.
- Excellent attention to detail and accuracy in all tasks.
- Good organizational and time management skills with the ability to prioritize effectively.
- Strong written and verbal communication skills.
Job Types: Full-time, Permanent
Pay: $4,000.00 - $5,000.00 per month
Schedule:
- Monday to Friday
Supplemental Pay:
- 13th month salary
Work Location: In person