Some careers grow faster than others.
If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC’s regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.
We are currently seeking a high calibre professional to join our team as a Senior Vice President, Regulatory Compliance.
Principal Responsibilities
In this role you will
- Primarily support the Head of Regulatory Compliance, Corporate and Institutional Banking (CIB) Singapore, to maintain an effective control framework and to ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices, with primary focus on the CIB area, including Investment Banking
- Act as a strong partner to the CIB business to help them achieve their business strategy and growth plans, in a safe and sustainable manner
- Provide advisory services to the CIB business to ensure clear understanding of regulatory compliance risk exposures with respect to clients, products and services
- Support robust management of Regulatory Compliance risks, by providing senior management with analysis and reporting that is independent of the business
- Oversee the implementation and adherence of Regulatory Compliance policies by the CIB business and provide the relevant support and challenge
- Exercise risk steward challenge, act as independent trusted advisory in governance forums, issue management, fostering a compliance culture and optimising relations with risk owners and control owners
- Stay at the forefront of regulatory changes impacting the CIB business and provide strong support to the business in developing appropriate policy and framework to manage the changes, including through proactive engagement with business stakeholders and training
To be successful you will need
- Experienced regulator or regulatory compliance officer in the area of corporate and institutional banking, including investment banking
- Excellent communication and interpersonal skills, with experience dealing with regulators or banking executives at all levels
- Strong understanding of various regulations including Banking, Securities and Futures, Financial Advisory and Payment Services, as well as relevant regulations applicable to Investment Banking (e.g. Takeover Code, MAS Notice on Business Conduct Requirements for Corporate Finance Advisers), and how they are intended to be applied to different businesses, products and services
- Ability to develop practical and cost-effective solutions to complex issues
- Must be able to work both as a team player and independently, depending on circumstances
- A legal or formal accountancy qualification or professional background in a relevant risk or audit discipline
Opening up a world of opportunity
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Issued by The Hongkong and Shanghai Banking Corporation Limited.