- Support correspondent banking due diligence activities for Group Treasury & Global Markets (GTGM).
- Perform periodic AML CDD reviews and annual EDD assessments on correspondent banks.
- Manage ad-hoc AML assessments and respond to AML requests from counterparties.
- Conduct policy/procedure reviews to ensure alignment with latest regulations.
- Support sanctions optimisation projects, resolving transaction cases across APAC within timelines.
- Provide team guidance, standardise processes, and lead weekly meetings for knowledge sharing.
- Perform QA reviews on Retail Business Banking (RBB) and high-risk customer profiles (PEPs, FCCRAM, SCC).
- Assess quality of SoW/SoF reviews and ensure compliance with internal/external requirements.
- Conduct RFI sampling and STR reviews, ensuring timely submission to regulators.
- Deliver compliance training and support incident management, reporting, and escalation processes.
- Prepare Key Risk MI Reports, regulatory submissions, and quarterly QA reporting.
- Perform UAT for compliance systems and support operational processes (e.g., client tax invoices).
Requirements
- Minimum 7 years’ experience in AML/CFT, sanctions, compliance, CDD/ECDD, and QA in financial services.
- Strong knowledge of regulatory reporting, governance, transaction monitoring, and STR filing.
- Excellent communication skills with ability to liaise with regulators and internal stakeholders.
- Professional certifications (CAMS, ICA, ACAMS, or equivalent) preferred.
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