We are currently seeking a lawyer with investigations, compliance experience to work with our F500 clients in the Financial Services sector.
Key Responsibilities:
- Lead and conduct investigations into potential violations of company policies, ethical standards, relevant laws and regulations.
- Provide legal advice and support on compliance issues related to financial regulations from various regulatory bodies.
- Advise on legal and compliance risks arising from investigations and recommend appropriate courses of action to mitigate these risks.
- Develop and implement compliance programs and policies to ensure adherence to relevant laws, regulations, and industry standards.
- Provide legal advice and guidance on compliance matters to internal stakeholders, including senior management.
- Conduct compliance and ethics training sessions for employees, focusing on relevant laws, regulations, and industry-specific requirements.
Mininum requirements:
- Qualified lawyer with a minimum of 4 years of experience in compliance and ethics investigations
- Proven experience in conducting investigations and handling sensitive matters with confidentiality.
- Strong analytical and problem-solving skills with meticulous attention to detail.
- Strong interpersonal skills with the ability to work collaboratively across different departments.
Compensation, Benefits & Location:
This role offers competitive compensation and a highly competitive benefits package in the alternative legal services marketplace, that includes Medical, dental, and more. Axiomites also get access to professional development resources and learning and development programs. Axiomites predominately work remotely, with the exception that some clients require on-site presence.
Axiom is the global leader in high-caliber, on-demand legal talent. Covering North America, the UK, Europe, and APAC, we enable legal departments to drive efficiency and growth and meet the demands of today’s business landscape with best in breed alterative legal services.
Axiom is a leader in diversity, inclusion, and social engagement. Diversity is core to our values and we are proud to be an equal opportunity employer. We are proud to be named a best place to work for LGBTQ+ Equality, earning top marks in the 2021 Corporate Equality Index for the second consecutive year. Axiom’s legal department is Mansfield certified and is committed to considering at least 50% diverse candidates for leadership roles and outside counsel representation.
Equal Opportunity Employer: Axiom ensures equal employment opportunity in recruitment and employment, without discrimination or harassment on the basis of race, color, nationality, national or ethnic origin, religious creed or belief, political opinion, sex, gender reassignment, pregnancy or maternity, age, disability, alienage or citizenship status, marital (or civil or other partnership recognized by law) status, genetic predisposition or carrier status, sexual orientation, military service, or any other characteristic protected by applicable law. Axiom prohibits and will not tolerate any such discrimination or harassment.
Axiom will accommodate persons with disabilities in accordance with the Accessibility for Ontarians with Disabilities Act and in accordance with the Human Rights Code. Accommodation for applicants with disabilities can be provided at each stage of the recruitment process. If you have a disability and require accommodation to complete the application form, please contact us at [email protected]. In addition, if you are invited to participate in an interview stage, please inform us if you require special accommodation at the time of your invitation for an interview.
Axiom respects your privacy. For an explanation of the kind of information we collect about you and how it is used, our full privacy notice is available at https://www.axiomlaw.com/privacy-notice.
Employment with Axiom may be contingent upon successful completion of a background check, providing proof of identity, and possessing the necessary legal authorization to work.
By submitting an application, you acknowledge that all information contained therein, and provided at any part of the application process, is correct and accurate to the best of your knowledge.
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