Overview:
A leading MNC Bank is looking for a Regulatory Reporting Analyst to join its Operations Regulatory Control (ORC) team. This centralized team is responsible for the implementation, oversight, and continuous enhancement of swap dealer regulatory reporting across APAC, with a focus on governance, exception management, and industry engagement.
Key Responsibilities:
- Oversee and ensure the accurate, complete, and timely submission of regulatory reports as per APAC jurisdictional requirements.
- Monitor daily reporting control exceptions and performance metrics; partner with Middle Office, Business, Technology, Legal, and Compliance to remediate gaps.
- Maintain strong governance of reporting obligations through transparency and issue escalation across internal stakeholders.
- Proactively investigate exceptions, perform ad-hoc data quality reviews, and conduct deep-dive analysis on large datasets to identify root causes and remediation steps.
- Respond to inquiries from regulators, industry bodies, internal auditors, and business units.
- Support and manage regulatory projects, including new reporting requirements, enhancements, and control/process improvements.
- Produce and maintain project documentation such as BRDs, test plans, risk and issue logs, and status reports.
- Deliver clear, tailored updates and communications to senior stakeholders.
- Represent the bank in APAC industry working groups and forums involving regulators, vendors, and trade associations.
- Ensure team procedures and controls comply with global regulatory and risk management frameworks.
Required Skills & Experience:
Product Knowledge: In-depth understanding of OTC derivatives across major asset classes and their trade lifecycle.
Regulatory Knowledge: Solid expertise in G20 financial regulatory reform and transaction-level trade reporting requirements.
Experience: Minimum 3+ years in regulatory reporting, derivatives operations, business analysis, or project management within financial services.
Communication: Strong verbal, written, and presentation skills; ability to work across global, cross-functional teams and communicate with stakeholders of varying seniority and cultural backgrounds.
Organization: Strong time management and multitasking skills; comfortable working in a fast-paced environment with shifting priorities.
Analytical: Sharp analytical and problem-solving abilities with high attention to detail.
Interpersonal: Strong relationship-building skills and the ability to influence stakeholders across reporting lines.
Technical: Advanced skills in Microsoft Excel, PowerPoint, and Visio; knowledge of SQL or VBA is an advantage.
Desirable:
- Hands-on experience with regulatory reporting requirements for APAC regulators such as ASIC, MAS, or HKMA.
- Prior experience representing a financial institution in discussions with regulators, industry bodies, vendors, or third-party service providers.
- Proven track record managing large-scale data quality, control, or process improvement initiatives.
- Exposure to or certification in project management methodologies (PMP, PRINCE2, Lean Six Sigma, SDLC, Agile).
The work location is at CBP.
