This role offers a unique opportunity to gain broad exposure across regulatory advisory, marketing material reviews, and operational compliance matters within a dynamic asset management environment
SCOPE & RESPONSIBILITIES
- Provide compliance advisory support on marketing materials, cross-border activities, and investment-related matters.
- Review and maintain compliance policies, manuals, and procedures to align with evolving regulatory requirements.
- Conduct due diligence on outsourcing arrangements and support regulatory reporting (e.g. MAS surveys, CPF, offshore fund submissions).
- Develop and deliver compliance training, including IBF-accredited modules and cross-border/advertising requirements.
- Support compliance management reporting, Board updates, and the execution of the Annual Compliance Plan and RCSA process.
EXPERIENCE & REQUIREMENTS
- At least 5 years of relevant compliance experience in global asset management firms, with a degree in Business or Law.
- Strong knowledge of SFA, FAA, CIS Code, CPF Investment Guidelines, and familiarity with the VCC Act; exposure to US SEC/CFTC regulations is a plus.
- Proven ability to interpret and apply regulatory requirements in a practical, business-aligned manner.
- Highly organised, self-motivated, and hands-on, with strong execution and stakeholder engagement skills.
- Clear and concise communication, with a collaborative mindset and the ability to work independently.
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