About the role
CGS International Securities Pte. Ltd. (CGS International) is an award-winning and market leading integrated financial services provider, ranked among the top securities houses in Asia.
CGS International taps on our wealth of global and ASEAN insights to offer equities trading, leveraged products, wealth management, investment banking, equities research, Shariah-compliant financing, fixed income, currency and commodities, structured products and prime brokerage services in over 15 countries and regions.
Along with its parent organisation China Galaxy Securities, a leading securities house in China, CGS International is trusted by more than 15 million customers globally.
Job Responsibilities
The incumbent will be responsible for:
1. Conducting compliance reviews relating to Anti-Money Laundering Customer Due Diligence/Know-Your-Customers and transactions monitoring related (“AML CDD/KYC/TM reviews”) to identify any potential money laundering and recommend filing of STRs where applicable.
2. Communicate effectively with relevant stakeholders for the purpose of conducting AML CDD/KYC/TM reviews.
3. Provide compliance advisory on Anti-Money Laundering/ Countering Financing of Terrorism regulatory requirements.
4. Performing investigations on suspicious transactions escalated or compliance issues or violations reported to Compliance where necessary.
5. Assist and coordinate in regulatory requests related matters.
6. Coordinate and conduct training to relevant stakeholders (including Front Office) in relation to AML CDD/KYC.
7. Assist in preparation and timely submission of management reports.
8. Conduct operational / regulatory compliance reviews/tasks to comply with the rules and regulation.
9. Assist in other reviews / tasks / projects as necessary.
Job Requirements
To thrive and be successful in this role, you must have / be:
- Proficient in written and spoken English.
- Microsoft office and familiar with MAS AML/CFT requirements
- A good Degree or professional qualification in Accountancy, Banking or Finance.
- Minimum 8 years experience in AML CDD/KYC/TM
- Possess good interpersonal and communication skills
- Good team player
- Additional diploma in AML-related is a plus.
