Headquartered in Tokyo, Sumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution and a core member of Sumitomo Mitsui Financial Group (SMBC Group). Built upon our rich Japanese heritage since 1876, we put our customers first and provide seamless access to, from and within the Asia Pacific region. SMBC is one of the largest Japanese banks by assets and maintain strong credit ratings across our global integrated network. We work closely as one SMBC Group to offer personal, corporate and investment banking services to meet the needs of our customers.
With sustainability embedded within our strategy and operations, we are committed to creating a society in which today’s generation can enjoy economic prosperity and well-being, and pass it on to future generations.
Job Responsibilities :
- Understand AML, Compliance and regulatory controls in each dept and requirements of applicable regulations and policies
- Assist to create quality assurance programs in line with Compliance and AML action plans and internal policies
- Review and update QA programs periodically and upon changes to laws and policies
- Execute the QA program and report on the results, making recommendations for improvements where applicable
- Follow up on QA recommendations, working closely with Compliance and AML teams and other depts
- Such other tasks as assigned by Team or Dept Head
Job Requirements :
- Degree or Diploma
- Professional certification such as CAMS or ICT
- At least 3 years experience in a QA or audit function in a bank or financial institution focusing on AML and compliance. Long term plans to remain in this field. Must have an eye for detail and an analytical mind and willing to be hands on.
- Functional or Technical Competencies (including in areas such as IT compliance or ESG compliance)
- Understanding of AML and corporate compliance requirements.
- Good skills and understanding of Microsoft Excel and dashboard creation
(candidates with lesser experience will be considered at Senior Analyst level)
