Business Risk Specialist – 6 Months Contract – Singapore
We are looking for a meticulous and independent Business Monitoring Analyst to join our Private Banking Compliance team on a 6-month contract. This role focuses on front office conduct monitoring , voice log reviews , and post-trade surveillance to ensure alignment with regulatory and internal policy requirements. You’ll work closely with the Business Monitoring team and support various control reviews to mitigate conduct and operational risk.
Salary Range from $6000 - $10,000
Key Responsibilities
- Risk-Based Reviews:
- Conduct thematic and targeted reviews on client suitability, sales and dealing practices, pricing, and staff conduct.
- Independent Validation Activities:
- Review voice logs, emails, and call reports to ensure adherence to internal processes, including:
- Payments processing
- Dormant accounts
- Client data handling
- Bespoke client statement issuance
- Expired/pending documentation rectification
- Suppression of physical mail
- Returned mail handling
- Policies, Procedures & Control Frameworks:
- Support the review and implementation of appropriate business monitoring frameworks.
- Represent Front Office in control- and compliance-related initiatives or projects.
Requirements
- Bachelor’s degree in Finance, Business, Risk, or related field.
- 5+ years of relevant experience in private banking , wealth management , or front office controls .
- Strong hands-on experience in voice log/call review , post-trade monitoring , and suitability/conduct surveillance .
- Good knowledge of MAS and/or other APAC regulatory requirements.
- Strong report writing and communication skills.
- Ability to work independently with high attention to detail.